Fixed income quotation: SEC extends 15c2-11 relief, again
For broker dealers who were dreading the full implementation of the Fixed Income Quotation rule, SEC rule 15c2-11, staff once again granted relief.
SEC Ousts Top Litigator Who Battled With Crypto Giants
The agency, seeking to make peace with the crypto market, reassigned its head of litigation to a job in its information-technology office.
Crypto Industry Looks to New SEC Task Force for Quick Action in Its Favor
Industry groups have a wish list they say could bring more regulatory clarity around cryptocurrencies and allow for growth.
Alphabet Inc. (NASDAQ:GOOGL) Shares Acquired by Kennedy Investment Group
Kennedy Investment Group increased its holdings in Alphabet Inc. (NASDAQ:GOOGL – Free Report) by 1.7% during the 4th quarter, according to the company in its most recent disclosure with the SEC. The ...
SEC is scaling back its crypto enforcement unit: Report
The US Securities and Exchange Commission is reportedly starting to scale back its 50-staff crypto enforcement unit. Some of ...