Chuck Roberts, who advocated a structured-notes strategy to some clients, has been the subject of 31 customer complaints ...

Stifel – so far - is on the hook for more than $166 million in damages, legal fees and settlements in investor complaints ...

A majority of the three-person FINRA arbitration panel agreed to award Anderson $1 million in damages, voting to modify the explanation of the incident in his FINRA BrokerCheck record and finding that ...

Stifel Financial Corp. (NYSE:SF) Q1 2025 Earnings Call Transcript April 23, 2025 Stifel Financial Corp. misses on earnings expectations. Reported EPS is $0.49 EPS, expectations were $1.61 ...

Stifel Financial Corp. (NYSE: SF) Q1 2025 Earnings Conference Call April 23, 2025 9:30 AM ET Company Participants Joel Jeffrey - Head, Investor Relations Ron Kruszewski - Chairman & Chief ...

Discover key insights from Stifel's Q1 2025 earnings call, including record revenue, growth strategies, market outlook, and advisor recruitment momentum.

A Finra arbitration panel has ruled that Stifel, Nicolaus & Co. failed to prove its case against a former Indianapolis broker team it accused of “raiding” its employees and business and ...

A financial industry arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a group of former Stifel advisers.

Wall Street Regulator Orders Stifel to Pay $133 Million in Structured-Notes Case The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck ...

Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million for misrepresenting the risk of complex structured notes, causing what ...