More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes after Vanguard made changes to retirement funds.

Vanguard's fine centers on December 2020 actions related to the asset manager's target-date funds and capital gains taxes. Here's what you need to know.

Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular target-date funds, resulting in hundreds of thousands of ordinary investors getting ...

Avior Wealth Management LLC lessened its holdings in shares of Vanguard ESG US Stock ETF (BATS:ESGV – Free Report) by 31.2% during the 4th quarter, according to its most recent filing with the Securities and Exchange Commission.

The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC) over misleading statements related to capital gains distributions and tax consequences for retail investors.

The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.

Atomi Financial Group Inc. purchased a new position in shares of Vanguard Mid-Cap Growth ETF (NYSEARCA:VOT – Free Report) in the 4th quarter, according to its most recent filing with the Securities and Exchange Commission (SEC).

The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to adequately inform of a critical change to its retirement funds.

The money will go to target-date fund investors whom the company failed to warn about capital gains tax hits, the SEC said.

Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di

In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now finds that the firm did not provide retail investors accurate information about the capital gains and tax implications of a change to investment minimums.

By Chris Prentice and Jonathan Stempel (Reuters) -Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax ...