Learn what’s on the Series 65 exam, how to prep, and what to expect, so you can pass and become a licensed investment adviser.

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Did you know that only a mere 36% of Americans have a written financial plan? Let’s face it, a lot of people need help planning their finances and building their wealth. You can help them do that as ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

Over 12,000 candidates sit for the Series 65 exam every year, but only about 65-70% pass on the first try. Think you’re ready for the Series 65? I gathered these seven practice questions to test what ...

The Series 65 exam is required if you want to work as an investment adviser representative (IAR) or start your own registered investment adviser (RIA) firm. Passing this test lets you create financial ...

There's good news and bad news for planners seeking state registration as advisors with the North American Securities Administrators Association. The good: The NASAA is reducing the number of correct ...

Have you read that when taking the Series 65, you need to answer 140 total questions in 180 minutes? Maybe that’s why you’re concerned with the Series 65 passing score? Whatever the reason, if you ...

Anyone who wants to market and sell investments must obtain a securities license. The Series 65 license is required to provide financial advice or services on a non-commission basis. Economic factors ...

The Series 65 exam is a ticket to entry for aspiring investment advisor representatives who want to be able to give clients financial and investing advice. The exam’s formal name is the Uniform ...