The Markets in Financial Directive (MiFID) is a European Union law that provides harmonized regulation for investment services across the 31 member states of the European Economic Area (the 28 EU ...

The second Markets in Financial Instruments Directive (MiFID II) has “largely been successful across most parts of the market and the industry has bent over backwards to implement reforms, despite ...

Money managers and investment associations across Europe are weighing in on how MiFID II should be revised when it comes up for its first review in March, saying the regulation has fallen short on ...

The second Markets in Financial Instruments Directive (MiFID II) has now become effective as a part of EU legislation. MiFID II regulates firms that provide any services to clients linked to financial ...

Promise a child unlimited pocket money and let him loose in a sweet shop and the results are likely to be indiscriminate gorging and extensive wastage. Until very recently, that is more or less what ...

Greenwich, Conn.-based Indata launched the iPM Epic platform in 2014 and claims to have made 350 alterations to the system ahead of the incoming Mifid II regulation in Europe, with specific focus on ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

When European lawmakers first envisaged the new era of transparency in European markets, with information on the trades that take place on a daily basis freely available to the public, they didn’t ...

The UK’s Financial Conduct Authority (FCA) has unveiled a sweeping set of proposals to overhaul MiFID-era transaction ...

In the past decade an unequalled amount of regulatory reform has taken place internationally across the financial services industry; a journey that has not been for the faint-hearted or those lacking ...

The European Union (Markets in Financial Instruments) Regulations 2017 (S.I. 375/2017) (the “MiFID II Regulations”) were signed into law on 10 August 2017 and are now publicly available. The MiFID ...