2018 is being marked as ‘the year of regulation’, with new legal requirements affecting a number of industries. In addition to the upcoming EU General Data Protection Regulation (GDPR) deadline, the ...

The ever-evolving regulatory landscape forces financial institutions (FIs) to solve multiple regulatory and compliance rules simultaneously; a situation that has become even more complicated during ...

On 5 June 2020, the European Securities and Markets Authority (ESMA) published its final guidelines on certain aspects of the recast Markets in Financial Instruments Directive (MiFID II) compliance ...

Regulatory technology provider AQMetrics has improved its cloud-based risk and compliance platform to add capabilities for compliance with the second Market in Financial Instruments Directive (MiFID ...

Ullink’s automated trade reporting solution covers cross-asset class reporting requirements and provides a centralized dashboard displaying reporting status and abilities to amend or cancel reports ...

As the FCA publishes its near final rules on MiFID II and fines a former investment banker for sharing confidential information over WhatsApp, now is a good time to look at why firms need to be able ...

Bolsa de Madrid (BME) will extend its compliance services for reporting and the systematic internaliser regime ahead of MiFID II. The expansion will allow BME to act as an approved publication ...

RedlineTrading Solutions, the provider of high-performance market data and order execution systems for automated trading, announced updated InRush feed handlers for European trading venues as the ...

NEW YORK--(BUSINESS WIRE)--Liquidnet, the global institutional trading network, and ONEaccess, a Visible Alpha company and leading corporate access and research valuation platform, today announced a ...

LONDON, July 5 (IFR) - Five large banks have signed up to the Droit regulatory compliance platform for derivatives and securities trading as they prepare for sweeping MiFID II reforms that take effect ...

Alantra Equities, a Spanish equities broker, has gone live with ULLINK’s order management system (OMS) ODISYS and NYFIX connectivity hub. ULLINK provides trading technology and infrastructure for ...

The UK’s Financial Conduct Authority (FCA) has unveiled a sweeping set of proposals to overhaul MiFID-era transaction ...