The UK’s Financial Conduct Authority (FCA) has unveiled a sweeping set of proposals to overhaul MiFID-era transaction ...

Anastasia Rockas, William Sweet Jr. MiFID 2 will apply to EU-established investment firms and regulated exchanges, as is the case under MiFID 1. However, its scope will expand in several ways: ...

Varchev Finans (“Varchev”) is an investment firm authorised by the financial services regulator in Bulgaria (“KFN”) to provide investment services to clients in terms of the Bulgarian law transposing ...

Ullink, leading provider of global transactional solutions for the financial community, today announced that SEB selected its UL SMART solution to address the MiFID best execution requirements. SEB is ...

The introduction of Mifid II had a huge impact on the investment industry. While most of the changes are now well integrated into the day-to-day running of funds, there are aspects of the regulation ...

The European Securities and Markets Authority has published Technical Advice on the impact and functioning of the product intervention rules in the Markets in Financial Instruments Regulation. MiFIR ...

Kraken, one of the most active centralized exchanges for European traders, has secured a Markets in Financial Instruments Directive (MiFID) license. The new regulated status will expand the derivative ...

Reuters (LSE: RTR; NASDAQ: RTRSY) has launched two key products aimed at allowing clients to show that they have obtained the best possible execution for client orders - as they are obliged to do ...

Question: Has the term investment firm expanded under MiFID II as compared to MiFID? If so, what is covered by the term today? The term ‘Investment Firm’ is in principle the same as in MiFID I with ...