Money managers and investment associations across Europe are weighing in on how MiFID II should be revised when it comes up for its first review in March, saying the regulation has fallen short on ...

The delay in the publication of the regulatory technical standards (RTS) for MiFID II has led to an increased ‘wait and see’ sentiment to compliance, according to new research. Instead of ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The European Commission will impose a non-negotiable regulation on member states, in addition to its planned revisions to MiFID, to ensure its ideas for competitive securities markets come to fruition ...

North American broker-dealers and asset managers domiciled in the U.S. are watching their European counterparts gear up for compliance with MiFID II. But will MiFID II affect U.S. broker-dealers and ...

Speak with any European-based company and the Markets in Financial Instruments Directive (Mifid) II rollout looms large. Mifid II has a go-live date of January 3, 2017. Nicolas Bertrand, head of ...

The sky hasnt fallen – at least not yet. This past Saturday marked the one month anniversary of the implementation of the much hyped Markets in Financial Instruments Directive II (MiFID II) directive.

When European lawmakers first envisaged the new era of transparency in European markets, with information on the trades that take place on a daily basis freely available to the public, they didn’t ...

The revised EU Markets in Financial Instruments package—known as MiFID II—takes effect on January 3, 2018. New rules on trading inducements, research, best execution, market transparency and the ...

The revised EU Markets in Financial Instruments package—known as MiFID II—takes effect on January 3, 2018. Some aspects of this legislation are extra-territorial. New rules on inducements, the ...

This is the second in a series of blog posts on MiFID II(Markets in Financial Instruments Directive II). If you missed the first post, seeMiFID II: How Did We Get Here and What Does it Mean?Continuing ...

In less than six months’ time (January 3rd, 2018), banks will need to be fully compliant with MiFID II regulatory obligations. In her second blog on the topic, Laura Glynn, Fenergo Director of ...