2018 is being marked as ‘the year of regulation’, with new legal requirements affecting a number of industries. In addition to the upcoming EU General Data Protection Regulation (GDPR) deadline, the ...

The ever-evolving regulatory landscape forces financial institutions (FIs) to solve multiple regulatory and compliance rules simultaneously; a situation that has become even more complicated during ...

Thomson Reuters has created a holistic suite of reporting services that will support the workflow of market participants in their efforts to meet post-trade transparency requirements mandated by the ...

The European Commission has proposed a one-year extension to the application date of its revised Markets in Financial Instruments Directive, better known as MiFID II, a comprehensive slate of unified ...

Regulatory technology provider AQMetrics has improved its cloud-based risk and compliance platform to add capabilities for compliance with the second Market in Financial Instruments Directive (MiFID ...

On 5 June 2020, the European Securities and Markets Authority (ESMA) published its final guidelines on certain aspects of the recast Markets in Financial Instruments Directive (MiFID II) compliance ...

The TRADE’s 2018 Execution Management Systems survey shows that for buy-side firms, trading efficiency will always come first. Buy-side firms are now looking beyond the compliance requirements of ...

LONDON--(BUSINESS WIRE)--FlexTrade (@FlexTrade) and The SmartStream Reference Data Utility (RDU) today announced the integration of the SmartStream RDU with the FlexTRADER EMS (execution management ...

The flip-side of changing market structures, furtherance of technologies and evolution of investment services is the emergence of risks hitherto unknown. Regulatory response to these challenges ...

The European Securities and Markets Authority has published a consultation paper on proposed guidelines on the compliance function requirements that are set out in the revised Markets in Financial ...

MiFID II will introduce new compliance oriented regulation, such as investor protection, surveillance and audit obligations, while also acting as a catalyst for innovation. The combined direct effects ...

Ullink’s automated trade reporting solution covers cross-asset class reporting requirements and provides a centralized dashboard displaying reporting status and abilities to amend or cancel reports ...