SmartStream Technologies has launched a new regulatory solution to help firms comply with the rulings of the second Markets in Financial Instruments Directive (MiFID II), including assisting ...

Currently, trading data is scattered across multiple platforms, such as stock exchanges and investment banks, making it difficult for investors to access the accurate and up-to-date information they ...

Crypto exchanges are securing MiFID II registration to offer regulated derivatives in the EU. Kraken, Gemini, and OKX have ...

The FINANCIAL — BlackBerry Limited and VoxSmart are announcing on June 13 the companies have partnered to help financial services firms comply on time with the European Union’s Markets in Financial ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Mobile-first crypto exchange and payment platform Crypto.com secured a license allowing it to offer cryptocurrency financial derivatives in the European Economic Area. According to a May 21 ...

LONDON, July 5 (IFR) - Five large banks have signed up to the Droit regulatory compliance platform for derivatives and securities trading as they prepare for sweeping MiFID II reforms that take effect ...

From 2 Aug 2022, the amended Markets in Financial Instruments Directive II (MiFID II) now requires financial advisers to consider clients' sustainability preferences when conducting suitability ...

Cryptocurrency exchange OKX has acquired a key European Union license that will enable the company to offer derivatives products throughout the region, potentially opening the door to a more advanced ...

U.K. financial regulation includes a small and unusual provision, the so-called “MiFID override,” which prioritises the EU’s MiFID II regime over the U.K.’s own regulatory framework when determining ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...