Currently, trading data is scattered across multiple platforms, such as stock exchanges and investment banks, making it difficult for investors to access the accurate and up-to-date information they ...

2018 is being marked as ‘the year of regulation’, with new legal requirements affecting a number of industries. In addition to the upcoming EU General Data Protection Regulation (GDPR) deadline, the ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Once the texts are published in the Official Journal of the EU, they will enter into force 20 days after publication and apply immediately when they are changes to MiFIR while Member States will have ...

A survey last year found more than three-quarters (77 per cent) of pension schemes feel they do not necessarily have the operational infrastructure in place to accommodate change, such as the ...

From 2 Aug 2022, the amended Markets in Financial Instruments Directive II (MiFID II) now requires financial advisers to consider clients' sustainability preferences when conducting suitability ...

U.K. financial regulation includes a small and unusual provision, the so-called “MiFID override,” which prioritises the EU’s MiFID II regime over the U.K.’s own regulatory framework when determining ...

The review of the Markets in Financial Instruments Directive (Mifid II) will require firms engaged in algorithmic trading to be able to stress test their platforms by simulating two times the highest ...

Kraken, one of the most active centralized exchanges for European traders, has secured a Markets in Financial Instruments Directive (MiFID) license. The new regulated status will expand the derivative ...

Kim Newell Chebator explains how new MiFID II regulations on data and trading will affect investors from next year. In January 2018, MiFID II will come into effect. Designed to increase investor ...