Concorde announced today that Ashley Romiti, founder and president of GCA 1031, has joined the firm's broker-dealer, Concorde Investment Services. Romiti specializes in tax-advantaged investment ...

Independent financial advisors aren't affiliated with big investment firms. Instead, they run their own businesses or work for independent firms. Independent advisors often have fewer conflicts of ...

In the increasingly crowded financial advisory space, technical competence and market acumen are no longer enough. Today’s clients expect more – and they’re vocal about what makes a financial advisor ...

Celebrating 50 years of empowering independent financial professionals with the scale, innovation, and support to lead ...

Independent financial advisors are facing a pivotal moment as they seek to balance growth ambitions with the realities of a shifting market, according to a new study from Wells Fargo Advisors ...

To help support independent financial advisors, bipartisan legislation was introduced that seeks to remove “outdated regulatory barriers” that penalize them for operating as a small business.

The recent recruits oversaw a total of more than $1.3 billion in assets at their previous firms.

Fourteen financial services industry trade groups are taking their fight directly to Congress in their effort to derail a provision in the Protecting the Right to Organize (PRO) Act to reclassify ...

Local financial planning company Arlington Financial Advisors is celebrating its 15th year in business serving the Santa ...

This is the 15th installment in a Financial Planning series by Chief Correspondent Tobias Salinger on how to build a successful RIA. See the previous stories here, or find them by following Salinger ...

Independent financial advisors often operate their own advisory firms or work with independent businesses as opposed to representing larger brokerages Written By Written by Staff Money Writer, WSJ | ...